Of Poor Governance, Suburban Isolation And Snake Oil

Trent's Solve all your financial woes. Get your band new master plan today!brand spankin' new Endowment Lands Master Plan is neither visionary nor innovative "but rather the latest snake oil," according to a detailed letter from past Trent board of governors member Derrick McIntosh. While not against reasoned and well planned development of Trent lands, McIntosh is concerned the plan "subordinates all principles and all good governance", violates the board's own resolutions and policies, and does not respect Trent's bicameral governance system. It threatens Trent's nature areas, abrogates management of Trent lands to an arm's-length corporation and fails to offer any evidence the proposed developments will indeed generate revenue so desperately sought by this administration. The plan continues the recent trend to remove and isolate Trent from the broader Peterborough community, a community so very instrumental in Trent's creation.

One of the startling and frightening aspects of the Endowment Lands Master Plan is the outright rejection that Trent's governing structure be responsible for the management of Trent lands (see Part 4 - Implementation Strategies). Apparently the authors of the plan believe that in-house management of Trent's lands under the bicameral governance defined in the Trent Act would be an impediment to development:

This management option [in-house management] is both based and managed within the University’s existing Administration. As such, it would likely be cost effective, particularly at the outset. However, in terms of how it may be perceived by the development community, the University’s existing decision making structure may be construed as a constraint to timely developments and innovation.

In order to assure that the "development community" view Trent as ripe for development and unencumbered by the annoying concerns of the community as a whole, the Endowment Lands Master Plan recommends the creation of an arm's-length entity to govern and manage the endowment lands - the Trent University Development Corporation. With its own Articles of Incorporation the university president would be installed as the corporation's chief executive officer answering only to the board. The Corporation would hire a private sector consultant as its president and Trent would provide the Corporation with office space and services.

Such a corporation would, the report informs us, eliminate "the 'multiple interest party' approach to decision-making that so often stagnates opportunities" and would create "the impression of an entity that has the authority to make decisions and get 'deals done' with private sector thinking and practices".

In other words the Trent University Development Corporation would not be encumbered by the concerns of faculty, students or alumni, and would have essentially a free hand in developing Trent's lands. As Mr. McIntosh points out:

Still further, the creation of a holding corporation for the endowment lands can serve but to circumvent the sound governance structure which the Ontario legislature invested at Trent. It is not at all clear that a new-found ability to make faster and less transparent decisions will result in better decisions. Rather, the contrary would seem inevitably to be the case. Certainly those who donated lands to Trent or those who saw their lands expropriated by Trent under its quasi-municipal powers could not have foreseen that a mere forty years later those lands would no longer be governed and managed by the balanced and bicameral governance system in which Trent was founded. Surely these lands were never meant for the turning of a quick buck. Yet, its rhetoric aside, the proposals of the draft report lack the resolve and substance to assure any other result.

Absent from the ridiculous and irresponsible recommendations to exclude "multiple interest parties" from the management of Trent's lands and to install the university president as CEO of the Trent University Development Corporation, is a mechanism to prevent and/or deal with conflict of interest. What happens when the interests of the Trent University Development Corporation are in conflict with the interests of the university when the university president is at the same time the CEO of the Development Corporation?

We cannot help but wonder if the recommendation to create the Trent University Development Corporation might not be part of a strategy to circumvent subjecting the management of Trent lands to Ontario's the Freedom of Information and Protection of Privacy Act (FOIPPA). Ontario universities will be obliged to comply with FOIPPA on June 10, 2006. From what we understand, an entity such at the proposed Trent University Development Corporation would not be subject to the Act. This is of grave concern.

References:


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Letter to Trent University
Dated - January 6, 2006

Mr. Don O’Leary, Vice-President Finance & Administration
Mr. Robert Ballarin, Project Manager
Trent University
Peterborough, Ontario
Canada

Dear Messrs. O’Leary and Ballarin,

I have read the “Draft Endowment Lands Report,” as published on the University’s website. As an alumnus, I was disappointed to observe that you engaged an external consultancy firm to write the report which I understand will form the basis for a master plan for the endowment lands.

With the resources and expertise of numerous academic programs at hand – geography, environmental studies and science, and business administration, among others – surely Trent itself could decide upon the best use for its own lands. Surely Trent itself could propose a truly innovative and exemplary plan that would be genuinely attentive to the University’s academic mission and its relationship to the surrounding communities. Instead, you turned to an external firm recently rebuked in the news publication “Eye Weekly” by former Toronto mayor David Sewell for equivocation and inexperience (I refer to articles that appeared on 26 August and 7 October, 2004) in its handling of the master plan for Toronto’s Union Station. With but a superficial regard to Trent, your consultants have delivered not innovation and vision, but rather the latest snake oil.

I do not contest that “new urbanism” seems a salutary remedy to the suburban sprawl blighting the Ontarian countryside. Measured against the care with which Trent’s traditional architecture and original master plan were crafted, however, “new urbanism” can seem at best a second-tier import. Your consultants, while eager to parrot Mr. Thom, have failed to achieve his standard. They have reduced Trent’s vast natural wealth to a piggy-bank for easy raiding. They have cashiered a hard-won legacy and paved the way (almost literally) for the strangulation of Trent’s campus by a noose of unsightly commercial and residential developments of which the new DNA Cluster Building is already a most unwelcome foreshadow. Permit me then to elaborate on just a few of the many points that need to be made. I will leave others to those who can make them better.

The creation of the endowment lands in the 1989-90 academic year by the Senate and Board of Governors was ensued by a list of quite robust principles to guide the development of these lands. Alongside clear and prominent insistence that any new development must be complementary to the University’s academic mission and its existing architectural heritage, the governing bodies further provided that the land should be “potentially available for development projects which would produce revenue for the University.” This last proviso seems to fall considerably short of the draft report’s intimation that in 1989-90 the Board of Governors unilaterally established the endowment lands so as to provide revenue generation opportunities for the University (see pages 42, 47, 49, and 80, inter alia). The Board and Senate, acting together, only made the land “potentially available,” a curiously hesitant turn of phrase were the intention (as the draft report seems to suggest) to make the lands in question readily available for development, including extensive commercial development. Further, the governing bodies established a hefty burden of proof on any potential development projects: that they would produce revenue for the University. In addition to exacting a very high degree of evidence that any new development projects which proposed to generate revenue in fact would do so, the governing bodies also explicitly articulated that such revenues should be “for the University.”

The draft report, while eager to promote commercial and residential development at the University, provides no strong evidence that such developments will in fact generate positive revenues. Its list of prospective projects – hotels, residential properties, shopping facilities – rather simply presupposes that these projects will strengthen the University‘s financial position. It establishes no clear criteria by which to assure that they will do so and no mechanism to address the situation in which they do not. Is Trent University prepared to finance deficits for a shopping mall that flops? What about a hotel? I see no reason to assume that the so called “University Villages” that will crowd around the University will in fact live up to the revenue-generating fantasies which the draft report espouses as dogma.

Further, I consider the creation of a holding corporation for the endowment lands, as proposed in the draft report, to be a perilous compromise to the principle that revenue from the endowment lands (if indeed there ever will be any, which is still in question) should be “for the University.” It is not at all clear that such a corporation, reporting only to the Board of Governors, will be in any way competent to ensure either that the development of the endowment lands will be complementary to the University’s academic mission and architectural heritage or that any generated revenues will be in any real sense “for the University,” that is, for the enrichment of its academic mission rather than just nominally in its possession.

The fact that in 1989-90 the creation of the endowment lands was overshadowed by financial duress, real or imagined, did nothing to diminish the insistence of the governing bodies at that time that the principle objective of the endowment lands could never be just revenue generation. The projects contemplated in the Board’s Special Resolution II.4 include a new seniors’ college, agriculture, and reforestation. The primary objective remained in the special resolution (as it should be now) the enrichment of the academic life of the University.

The oblique comparison of Trent’s endowment lands to other North American universities, especially to the land-grant universities of the United States is misleading. To my knowledge, Trent’s land holdings were never handed to it effortlessly by a state authority as a source of revenue generation. Trent’s lands were the gifts of private donors or the objects of expropriation under Trent’s university powers. In either case, to treat these properties today as tabula rasa, as unencumbered by any prescribed use and to propose to develop them in the most banal of ways is a gross betrayal of the trust by which they came under the University’s stewardship. The application of trendy urban planning principles does nothing to alleviate this fundamental wrong.

Still further, the creation of a holding corporation for the endowment lands can serve but to circumvent the sound governance structure which the Ontario legislature invested at Trent. It is not at all clear that a new-found ability to make faster and less transparent decisions will result in better decisions. Rather, the contrary would seem inevitably to be the case. Certainly those who donated lands to Trent or those who saw their lands expropriated by Trent under its quasi-municipal powers could not have foreseen that a mere forty years later those lands would no longer be governed and managed by the balanced and bicameral governance system in which Trent was founded. Surely these lands were never meant for the turning of a quick buck. Yet, its rhetoric aside, the proposals of the draft report lack the resolve and substance to assure any other result.

Moreover, the brazen attempt to re-write history and to install the Board of Governors as the only authority overseeing the development of the endowment lands must be destined for the same misadventure. The Board of Governors, just as much as a holding company will never be competent either to establish or uphold unilaterally the University’s academic mission. The Board itself acknowledges this fact. I would call to your attention the following resolutions of the Board of Governors on 30 March, 1990

THAT the Board recognize in principle the role of Senate, and particularly of the Site Development and Space Utilization Committee of Senate, in making recommendations concerning the planning and management of THE UNIVERSITY CAMPUS and of those two small parcels of THE UNIVERSITY ENDOWMENT LANDS lying on either side of the opening of the Trent Canal, bounded by Nassau Mills Road and the Otonabee River, and identified on the master map; and

THAT the Board recognize in principle the role of Senate, and particularly the Nature Areas Committee of Senate, in making recommendations concerning the management of the UNIVERSITY NATURE AREAS.

Until such time as the Board repeals or amends these resolutions, I find it improbable that even by its own standards the Board has the jurisdiction to make unilateral decisions about the management and development of the university campus, endowment lands, and nature areas. I see nothing in the Board’s Special Resolution II.4 which invalidates these previous resolutions. I would emphasize in particular that the role of two committees of Senate is recognised explicitly by the Board in as much as those committees are committees of Senate. It is not at all clear that the vetting of the Board’s decisions by the current Nature Areas Committee (which is, so I understand, no longer a committee of Senate but rather an advisory committee to the University administration) meets the Board’s own standards of diligence, let alone those that might be reasonably expected by the public.

Finally, then, I must remark upon my deep disapproval of the modifications to boundaries of the nature areas which seem implicit in the draft report. These changes seem to me to be utterly capricious and highly destructive both to the integrity of the nature areas and their important role to the educational policy of the University, in particular to teaching, as reported to Senate most recently by Professor Apostle-Clark, on 15 March, 2005. Any claim that the areas under consideration are “non-conforming” prejudices the Senate’s determination of that matter and overlooks the importance of buffer areas for the nature areas, as attested by the draft report itself. In particular, I would draw attention to the proposed redefinition of the boundaries of the Wildlife Sanctuary at its northern-most limit (see pages 55 and 81) and the proposed location of a new hydro-electric development in proximity to the Lock 22 Nature Area (see page 59).

In conclusion, let me insist that I do not oppose development of the endowment lands. I oppose rather development that subordinates all principles and all good governance (and with it, de facto, all truly long-term planning and all the needs of the University’s academic mission) to revenue generation. I oppose a dogmatic commitment to development for the sake of development even when the claim that such development will generate revenue remains utterly undemonstrated. I oppose development without an explicit and clearly articulated guarantee that such development will be complementary to the University’s academic mission, a determination that only Senate is competent to make, and that any proceeds from such development will support the University’s academic mission directly.

I ask that the proposal for a holding corporation be removed from the draft report. Of paramount importance is that the University retain direct and unencumbered control of its land, within the University’s established system of governance. I ask that the Senate be included in the development of a plan for the endowment lands, as good governance, the Trent Act, and the Board of Governors’ own resolutions necessitate that it should be. I ask, finally, that the boundaries of the nature areas and university campus not be altered without the agreement of the University’s two governing bodies and not without the prior creation of a stewardship plan for Trent University’s nature areas by the Board and Senate.

Ron Thom’s Master Plan seems to me likewise no enemy of development. Thom’s plan provided richly and ambitiously for the maturation of a unique university that could enrich and support its surrounding communities. He envisioned sites for art galleries, theatres, and museums alongside a hale and lively collegiate university and no doubt aspired to bring all the amenities of a scholarly community to the surrounding region. These projects are however profoundly at odds with much of what the new draft report proposes for the endowment lands, reconfigured as mere sources of revenue generation. The drive for a “complete” community, as proffered by your external consultants, no doubt may rest well with some adherents of so-called “new urbanism.” It obliterates, however, the delightful and necessary incompletion of Trent‘s Nassau Campus, which is no suburban wasteland, but rather the complement to and an integral part of its surrounding communities, especially the City of Peterborough which has been the home of so many students, alumni, staff people, and faculty members. In the fervour for a “complete” community, your external consultants, despite their efforts, overlooked the particularity of Trent. They overlooked the opportunity for a North American university that would be no recluse, but would make its place – both physically and academically – within the broader community to which it belongs. Their proposal amounts to Trent pulling up the drawbridge and retreating from the very community that played so pivotal a role in the University’s birth. Mr. Thom brought a university to Peterborough. If implemented, the draft report would take one away.

Yours sincerely,
Derrick McIntosh


OurTrent Editor's Note: See related articles in The Arthur - January 16, 2006

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About the board of governor's resolutions mentioned in Mr. McIntosh's letter

In his letter Mr. McIntosh mentions the board's Special Resolution II.4 (Property and Land Use). SR II..4 was updated on April 29, 2005. The update replace SR II.4 (Sale , Transfer or Conveyance of Real Property) 1994, 2002; SR II.5 (Gifts of Real Property) 2002; and SR II.6 (Lease of Real Property) 1994. 2002.

When seen in light of the administration having demoted the Trent University Nature Areas committee from a committee of Senate to a mere advisory committee to the administration this updated resolution gives rise to a series of governance questions. Not the least of these questions is whether or not the board unilaterally assigned to itself absolute authority over Trent's lands, be that to change their designation (from Nature Area to Endowment) redefine definitions and borders, or to otherwise do with the lands as they see fit.

Mr. McIntosh points out that it is improbable that even by its own standards the Board has the jurisdiction to make unilateral decisions about the management and development of the university campus, endowment lands, and nature areas.

In an effort to provide as much information as possible to better understand the governance shifts at Trent it would be instructive to have available the earlier resolutions which replaced by SR II.4 (2006). Because information sometimes is removed from Trent's website and is therefore difficult to come by, we present the replaced resolutions below (as cached by Google on June 17, 2005). We invite any interested party to analyze the changes in governance that have resulted.

Finally, of curious interest is the Zone Map contained in the new SR II.4 defines the endowment lands. It is almost identical to the maps found in the Stewardship Plan for Trent University Nature Areas (draft) and as illustrated in the article Will the DNA Cluster deal with City impact the Trent Nature Areas? It is most interesting to compare this Zone Map with the one from the Endowment Lands Master Plan which miraculously has taken a chunk out of the nature areas to accommodate the proposes Sports Complex (see Trent Ignores Profs' Development Concerns And Recommendations).


Board Special Resolutions:

  1. Special Resolution II.4 (Property and Land Use) - updated April 2005
  2. Special Resolution II.4 (Sale , Transfer or Conveyance of Real Property) 1994, 2002
  3. Special Resolution II.5 (Gifts of Real Property) 2002
  4. Special Resolution II.6 (Lease of Real Property) 1994. 2002.

SPECIAL RESOLUTION II.4 - 1994, 2002


Sale, Transfer or Conveyance of Real Property

Purpose:

Any decision to dispose of real property[1] will be taken with great care. This policy sets certain parameters for the sale, transfer or conveyance of real property and requires the administration to develop policies and procedures concerning such transactions. It requires periodic reports from the administration to the Board for monitoring purposes. This policy does not apply to real property that may be held by the University in its Endowment or Pension Fund investment portfolios.

POLICY:

1. Real property owned by the University may not be sold, transferred or conveyed without the prior approval of the Board of Governors. When authorized to dispose of real property, the President will be given an explicit mandate concerning value to be received in return.

2. Before the decision to sell, transfer or convey is taken, it shall be determined to the satisfaction of the Board that the real property in question is not required for the foreseeable needs of the University on grounds that it is not usable or needed for academic or administrative purposes and/or that the maintenance or required improvement costs associated with continued ownership or use of the property are not reasonable. It is the intention that no sale, transfer or conveyance of endowment lands contiguous to the main Symons campus be made unless beneficial ownership of the lands is retained.

3. Written policies and procedures for the sale, transfer or conveyance of real property (including determination of surplus/available status, appraisal, Ministry clearance, notification of tenants, selection or realtors, etc.) will be maintained and available to the public. All policies and procedures will comply with government regulations and will be in accordance with sound business practices. They will be reviewed periodically by the Finance and Property Committee.

[1]"Real Property" includes land, buildings or interests therein.

Approved by the Board of Governors: April 29, 1994

Updated (Secretariat): June, 2002

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SPECIAL RESOLUTION II.5 - 2002
Gifts of Real Property

Purpose:

This policy sets out conditions under which the University will consider and, if appropriate, receive and retain gifts of real property[1].

POLICY:

The University will not accept and receive a gift of real property if the University is restrained in any manner from otherwise disposing of all or part of it after acceptance and receipt.

Only the Board of Governors may accept gifts of real property on behalf of the University. Gifts of real property will be considered only on the recommendation of the President. Each recommendation will be accompanied by an independent valuation and market assessment (including title investigation), an environmental assessment, and an evaluation of compatibility with general University purposes, and will be reviewed in advance with the Finance & Property Committee.

Gifts of real property will not normally be retained by the University unless they are considered to be strategically essential to the academic or administrative purposes of the University. In some instances gifts of real property may be retained if there are economic benefits of retention evidenced by the periodic independent comparative cost/benefit assessments.

This policy applies to any gift of real property offered to the University after adoption of the policy.

[1] "real property" includes land, buildings or interests therein

Approved by the Board of Governors: March 22, 2002

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SPECIAL RESOLUTION II.6 - 2002
Lease of Real Property

Purpose:

From time to time, the University will wish to lease real property[1] not immediately required for academic or administrative purposes in order to enhance its revenue. This policy sets general parameters for the lease of real property and requires the administration to report regularly to the Board for monitoring purposes. This policy does not apply to any real property that may be held by the University in its endowment or pension fund investment portfolios.

POLICY:

1. The Vice-President (Administration) is responsible for the lease of real property owned by the University, as specified in the procedures attached to Special Resolution II.2 (Administrative Policy on the Procurement of Goods and Services, approved by the Board of Governors, November 26, 1993).

2. The University shall not enter into any lease of real property owned by the University with a term exceeding one year including any lessee's option for renewal without the Board of Governors first approving the length of the term of any such lease.

3. All leases of real property entered into for a period of time of one year or less will be reported to the Finance and Property Committee of the Board on an annual basis by the Vice-President (Administration).

4. Leases of any portion of the Endowment Lands[2] for any period of time in excess of one year will be undertaken only in accordance with the principles set out in the Endowment Lands Planning Guidelines (approved by the Board of Governors, January 31, 1992, or as modified by the Board from time to time).

[1] "real property" includes land, building or interests therein
[2] as defined by the Board of Governors, March 30, 1990

Approved by the Board of Governors: April 29, 1994

Updated (Secretariat): June, 2002

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Endowment Lands Master Plan (draft)
List of relevant documents

The draft Endowment Lands Master Plan documents should be available on Trent's website.

In case they are no longer available, or have been altered or ar otherwise hard to find, links to copies of the draft plan as it existed prior to the board meeting of January 27, 2006 are listed below.

  1. Introduction and Part I - Background and Context
  2. Part II - The Guiding Framework
  3. Part III - The Parcel Plan
  4. Part IV - Implementation Strategies
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Filed under: Governance  by Editor.